DFX Intelligence
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Registered advisor
R••••• L••••• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R••• M•••••
At current firm
17 y
since Mar 19, 2009
In the industry
27 y
since May 24, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 19, 2009 · New Port Richey, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 24, 1999 to Mar 18, 2009 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Mar 18, 2009, registered Mar 19, 2009 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address