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Registered advisor
J•••••• L• B•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J•••••• L•• B••••••••• B••••••••• L• B••••••••• C••• L• B•••••
At current firm
14 y
since Aug 2, 2012
In the industry
27 y
since Aug 27, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 2, 2012 · Santa Fe, Nm
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 12, 2003 to Aug 9, 2012 · Santa Fe, Nm
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 17, 2002 to Jun 2, 2003 · Santa Fe, Nm
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 9, 2012, registered Aug 2, 2012 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••left Jun 2, 2003, registered Jun 12, 2003 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address