DFX Intelligence
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Registered advisor
M••• T••• G••
Feed of 09/14/2026
At current firm
6 y
since May 4, 2020
In the industry
27 y
since Jul 7, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 4, 2020 · Orlando, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedNov 1, 2012 to Mar 30, 2020 · Denver, Co
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedAug 2, 2004 to Dec 8, 2004 · Denver, Co
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 5, 2003 to Jul 14, 2004 · Bellevue, Ne
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Mar 30, 2020, registered May 4, 2020 (35 days) · Affiliated broker-dealer or bank to another
- M•••••• I••••••••• F••• S••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 8, 2004, registered Nov 1, 2012 (2885 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to M•••••• I••••••••• F••• S••••••• L••left Jul 14, 2004, registered Aug 2, 2004 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address