DFX Intelligence
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Registered advisor
B•••••• M•••••• T•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as B•••••• M•••••• T•••••
At current firm
2 y
since Aug 28, 2024
In the industry
27 y
since Aug 12, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 28, 2024 · St. Louis, Mo
- O•••• W•••••• I••• BD affiliatedNov 10, 2011 to Sep 6, 2024 · E. Alton, Il
- P•••••• I••••••• S•••••••• I••• unclassifiedOct 29, 2004 to Oct 25, 2012 · East Alton, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 31, 2003 to Nov 12, 2004 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Sep 6, 2024, registered Aug 28, 2024 (-9 days) · Affiliated broker-dealer or bank to another
- P•••••• I••••••• S•••••••• I••• to O•••• W•••••• I•••left Oct 25, 2012, registered Nov 10, 2011 (-350 days) · Other
- V••• F•••••••• A•••••••• I••• to P•••••• I••••••• S•••••••• I•••left Nov 12, 2004, registered Oct 29, 2004 (-14 days) · Other
Signals
- ••• LockedSep 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address