DFX Intelligence
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Registered advisor
J•••• W••••• S••••••
Feed of 09/14/2026
Also filed as J•••• W• S••••••
At current firm
14 y
since Nov 21, 2011
In the industry
27 y
since Sep 24, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Nov 21, 2011 · Frisco, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 20, 2007 to Oct 18, 2007 · Fort Worth, Tx
- T• A••••••••• I••• formerAug 20, 2007 to Oct 18, 2007 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Oct 18, 2007, registered Nov 21, 2011 (1495 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Oct 18, 2007, registered Nov 21, 2011 (1495 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address