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Registered advisor
K•••••••• A•• T•••••••
Feed of 09/14/2026
Also filed as K•••••••• T••••••••• A•• T••••••••• T••••••• D•••••••• S••••••••• T••••••• S••••••••• T•••••••
At current firm
2 y
since Nov 27, 2023
In the industry
27 y
since Aug 12, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Nov 27, 2023 · Scottsdale, Az
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedSep 16, 2002 to Sep 6, 2006 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 7, 2001 to Oct 22, 2002 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••• G•••••• S••••••••• I••••••••• to O•••• W•••••• I•••left Sep 6, 2006, registered Nov 27, 2023 (6291 days) · Other
- V•••• F•••••••• A•••••••• I••• to A••••••• G•••••• S••••••••• I•••••••••left Oct 22, 2002, registered Sep 16, 2002 (-36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address