DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
N•••••• A•• P••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Grinnell, IaIAPD 3253810
As of · the IAPD feed; also filed as N•••••• A•• B••••••••• A•• B•••
- At current firm
- 16 y
- In the industry
- 27 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 1, 2010
As of · the IAPD feed; also filed as N•••••• A•• B••••••••• A•• B•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Who else to callHow these are chosenRegistered people linked to this advisor by a filed or published fact: a team, a move made together, the same street office, a shared outside business or principal, or the same earlier independent RIA. Links that rest on evidence DFX has not validated, such as a shared practice name, are left out. A link says who knows whom, not who plans to move.
1 related advisor, 1 on a link type measured as carrying moves
Names and links are part of the paid record. By relation: shares an outside business 1.
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 1, 2010 · Grinnell, Ia
- W•••• F•••• I••••••••• L•• unclassifiedJul 16, 2002 to Jan 25, 2005 · Grinnell, Ia
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 25, 2005, registered Sep 1, 2010 (2045 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote