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Registered advisor
R••• S•••• E•••••••
Feed of 09/14/2026
Also filed as S•••••• E•••••••
At current firm
0 y
since Jan 28, 2026
In the industry
24 y
since Aug 6, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jan 28, 2026 · Colorado Springs, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 6, 2002 to Feb 3, 2005 · Pueblo, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to E•••••• A••••••• G••••• L••left Feb 3, 2005, registered Jan 28, 2026 (7664 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address