DFX Intelligence
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Registered advisor
J••• P•••• O•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J••• P•••• O•••••••••
At current firm
12 y
since Jun 3, 2014
In the industry
37 y
since May 9, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jun 3, 2014 · Mount Prospect, Il
- C••••••••• F•••••••• N•••••• national BDMay 13, 2004 to Jun 4, 2014 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedMar 13, 2003 to May 27, 2004 · Chicago, Il
- E•••••••• A•••••••• L•• national BDNov 24, 1999 to Apr 1, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to S••left Jun 4, 2014, registered Jun 3, 2014 (-1 days) · Other
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left May 27, 2004, registered May 13, 2004 (-14 days) · Other
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Apr 1, 2003, registered Mar 13, 2003 (-19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address