DFX Intelligence
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Registered advisor
J•••••• M•••••• F••••••
Feed of 09/14/2026
Also filed as J••• M•••••• F••••••••• M•••••• F••••••••• M•••••• F••••••••• M• F••••••
At current firm
4 y
since Feb 28, 2022
In the industry
25 y
since May 22, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Feb 28, 2022 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseFeb 1, 2018 to Feb 26, 2022 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 26, 2022, registered Feb 28, 2022 (2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedFeb 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address