DFX Intelligence
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Registered advisor
J•••• W•••• W•••••
Feed of 09/15/2026
At current firm
12 y
since Jun 17, 2014
In the industry
26 y
since Jan 12, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Jun 17, 2014 · Princeton, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedDec 23, 2001 to Sep 29, 2006 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••left Sep 29, 2006, registered Jun 17, 2014 (2818 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address