DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Blackrock Investment Management, LLC
Latest filing Jul 24, 2026
First filing on the tape Mar 30, 2012 · 103 filings
SEC status approved since Nov 9, 1999
RAUM
$677B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
8.6%
$58B individuals and HNW
Advisors
670
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
1,589
444 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
49
reported on Schedule D
History
103 filings and snapshots on the tape
RAUM$677B as of Jul 24, 2026
Mar 30, 2012$272B then
HNW client RAUM$56B as of Jul 24, 2026
Mar 29, 2018$40B then
State-registered IARs (5.B.3)520 as of Jul 24, 2026
Mar 27, 2013169 then
Employees (5.A)1,589 as of Jul 24, 2026
Mar 27, 20131,789 then
Private funds49 as of Jul 24, 2026
Mar 30, 201273 then
RAUM +33% over the last fiscal year+19% a year over threeIARs 92 to 520
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.1MderivedHNW RAUM over HNW clients
- Average account
- $12.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 47.9derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +465%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.4%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $386M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$238B35%
- Other investment advisers$181B27%
- Pooled investment vehicles$82B12%
- High-net-worth individuals$56B8.2%
- Banks and thrifts$51B7.5%
- Corporations and businesses$34B5.0%
- State and municipal entities$14B2.1%
- Charitable organizations$7.4B1.1%
- Insurance companies$4.5B0.7%
- Pension and profit-sharing plans$4.1B0.6%
- Sovereign wealth funds$3.2B0.5%
- Individuals$2.4B0.4%
- Individual clients
- 4,754reported
- HNW clients
- 4,269reported
- Pension plan clients
- 115reported
- Charitable clients
- 454reported
- Accounts
- 53,959reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $89B managedreported
- Custody of client assets
- $386M for 10 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.09 fund_share=0.74 institutional_share=0.05 related_bd=true related_bank=true bd_reps=762.0derived
Advisors registered through the firm
671 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stephanie Justine Jimenez | Princeton, Nj | Sep 29, 2006 | 31 y | 1 |
| Alessio Muscara | Princeton, Nj | Sep 29, 2006 | 23 y | 2 |
| Patrick Joseph Doherty | Princeton, Nj | Sep 29, 2006 | 33 y | 1 |
| Michael G. Diventi | Princeton, Nj | Sep 29, 2006 | 26 y | 1 |
| Duane Thomas Liedl | Princeton, Nj | Sep 29, 2006 | 29 y | 1 |
| David Chendak | Princeton, Nj | Sep 29, 2006 | 22 y | 1 |
| William Rodriguez | New York, Ny | Sep 29, 2006 | 26 y | 3 |
| David Joseph Dressel | Princeton, Nj | Sep 29, 2006 | 25 y | 1 |
| Benjamin David Ellern | Princeton, Nj | Sep 29, 2006 | 21 y | 1 |
| Courtney Armstrong Golisano | Princeton, Nj | Sep 29, 2006 | 21 y | 1 |
| S Nicholas Nefouse | New York, Ny | Sep 29, 2006 | 22 y | 1 |
| Renee Lauren Grossman | Princeton, Nj | Sep 29, 2006 | 26 y | 2 |
| Steven Dominic Mccarthy | Princeton, Nj | Sep 29, 2006 | 23 y | 2 |
| James Michael Manning | Princeton, Nj | Sep 29, 2006 | 21 y | 1 |
| George Emil Mishkin | Princeton, Nj | Sep 29, 2006 | 33 y | 1 |
| Joseph George Devico | Princeton, Nj | Sep 29, 2006 | 29 y | 1 |
| Scott C Pistilli | Princeton, Nj | Sep 29, 2006 | 35 y | 1 |
| Vikas Goyal | Princeton, Nj | Sep 29, 2006 | 27 y | 1 |
| Thomas Kaiser | Trumbull, Ct | Sep 29, 2006 | 23 y | 1 |
| Michael Aaron Seifer | Princeton, Nj | Sep 29, 2006 | 32 y | 2 |
| Ricardo Lopez Hartigan | Princeton, Nj | Sep 29, 2006 | 30 y | 1 |
| Erica Doray Seremeta | Princeton, Nj | Sep 29, 2006 | 28 y | 1 |
| Michael Jon Heilbronn | Princeton, Nj | Sep 29, 2006 | 26 y | 1 |
| Michael Wenzel | Princeton, Nj | Sep 29, 2006 | 36 y | 1 |
| Robert Scott Stanley | Princeton, Nj | Sep 29, 2006 | 38 y | 1 |
| James Christopher Nelson | Riverton, Nj | Sep 29, 2006 | 31 y | 1 |
| Richard Dale Wolfe | Princeton, Nj | Sep 29, 2006 | 27 y | 1 |
| Eric Christopher Marino | Princeton, Nj | Sep 29, 2006 | 22 y | 1 |
| Brett Allan Walsh | Princeton, Nj | Sep 29, 2006 | 28 y | 2 |
| Marie Charlton | Princeton, Nj | Sep 29, 2006 | 44 y | 1 |
| Denine Marie Tucci | Princeton, Nj | Sep 29, 2006 | 28 y | 2 |
| Nicole Leigh Bruno | Princeton, Nj | Sep 29, 2006 | 20 y | 1 |
| Evan Israel Breslow | Princeton, Nj | Sep 29, 2006 | 26 y | 1 |
| Michael William Sabol | Princeton, Nj | Nov 8, 2006 | 22 y | 1 |
| Ryan Donald Mcnulty | Princeton, Nj | Jan 31, 2007 | 20 y | 0 |
| John Francis Ryan | Princeton, Nj | Mar 14, 2007 | 28 y | 1 |
| Muzamil Akram | Princeton, Nj | Mar 19, 2007 | 19 y | 0 |
| Michael G Sosnowski | Princeton, Nj | Apr 18, 2007 | 21 y | 0 |
| Christopher David Rock | Princeton, Nj | Apr 19, 2007 | 20 y | 0 |
| Amanda Michele Summers | Princeton, Nj | Aug 20, 2007 | 20 y | 0 |
Advisor movement
24 left, 32 joined in 12 months
net +8 in 12 months4 left in 90 days9 joined in 90 daysdeparture rate 3.6% of current headcount106 left over 36 months
Left, latest
- Matthew Kortlander to Capital Client Group, Inc.Aug 4, 2026 · Other
- Herman H. Chang to J.P. Morgan Securities LLCAug 4, 2026 · Other
- Kelly Apple to Kestra Advisory Services, LLCJul 6, 2026 · Other
- Erin Nicole Diegel to Capital Client Group, Inc.Jul 6, 2026 · Other
- Daniel Joseph Brooks to Invesco Advisers, Inc.May 26, 2026 · Other
- Laura Merino Mcdonald to Sei Investments Management CorpApr 17, 2026 · Other
- Jalen L. Glenn to Strategic Advisers LLCMar 30, 2026 · Other
- Mary Frances Mulcahy to Tcw Investment Management Company LLCMar 30, 2026 · Other
- Timothy Michael Palilonis to Vanguard Advisers, Inc.Mar 18, 2026 · Other
- Ana Claire Piacentini to Allspring Funds Management, LLCMar 3, 2026 · Other
- Zachary Taylor to Wealth Enhancement Advisory Services, LLCFeb 17, 2026 · Other
- Andrew Tremblay to Pnc Wealth ManagementNov 3, 2025 · Other
- Gregory M Dvorocsik to Spiderrock Advisors, LLCOct 17, 2025 · Other
- Colleen Erin Sylvester to Spiderrock Advisors, LLCOct 17, 2025 · Other
- Matthew Thomas Andrews to Spiderrock Advisors, LLCOct 16, 2025 · Other
Joined, latest
- Jiachen Cai from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 10, 2026 · Other
- Andrew Raymond Williams from Victory Capital Management Inc.Sep 2, 2026 · Other
- Joseph Manuel De Los Santos Morris from Sei Investments Management CorpAug 25, 2026 · Other
- Jeremy Devin Leaver from Ieq Capital, LLCAug 21, 2026 · Other
- Connor Corvino from Equitable Advisors, LLCJul 27, 2026 · Other
- Mahabaduge Jayasuriya from Ameriprise Financial Services, LLCJul 27, 2026 · Other
- Nicholas Hartley Burns from Morgan StanleyJul 22, 2026 · Other
- Jessica N Bulen from J.P. Morgan Securities LLCJul 20, 2026 · Other
- Daniel Frank Rinaldi from UBS Financial Services Inc.Jul 15, 2026 · Other
- Sheraton Edward Welch from Capital Client Group, Inc.Jun 15, 2026 · Other
- Robert Lefone James from Federated Global Investment Management Corp.Jun 12, 2026 · Other
- Grace Anne Mckenna from Putnam Investment Management, LLCJun 5, 2026 · Other
- Michael Robbins from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 13, 2026 · Other
- Lincoln Daniel Fleming from Squire Wealth AdvisorsMay 4, 2026 · Other
- Chirag D Sharma Ratanpal from Wiss Private Client Advisors, LLCApr 16, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 8 left for Spiderrock Advisors, LLCOct 16, 2025 · Princeton, Nj
- 2 left for UBS Financial Services Inc.Feb 23, 2016 · Princeton, Nj
- 3 joined from Spiderrock Advisors, LLCDec 31, 2017 · Chicago, Il · Firm absorbed
- 3 joined from Columbia Management Investment Advisers, LLCJan 4, 2017 · Boston, Ma
- 2 joined from Barclays Capital Inc.Sep 10, 2015 · New York, Ny
Private funds
118 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Money Market Series Of Sl Liquidity Series, LLC | Liquidity Fund | $2.1B | 67 | Mar 30, 2012 |
| Blackrock Alternative Funds S.C.A., Sicav-Raif ? Blackrock Private Equity Opportunities Eltif | Private Equity Fund | $1.3B | 1 | Mar 26, 2020 |
| Navarro 1 Fund, LLC | Other Private Fund | $968M | 1 | Aug 22, 2016 |
| Pep Sr I Umbrella, L.P.no longer reported | Private Equity Fund | $749M | 2 | Nov 18, 2015 |
| Aviation Holdings III, L.P. | Hedge Fund | $442M | 361 | May 18, 2018 |
| Blackrock Special Opportunities Fund, L.P. | Private Equity Fund | $342M | 2 | Feb 7, 2013 |
| Pof III Cayman Master Fund, L.P. | Private Equity Fund | $298M | 38 | Feb 25, 2015 |
| Blackrock Private Opportunities Fund III, L.P. | Private Equity Fund | $267M | 124 | Feb 25, 2015 |
| Blk2018 Private Opportunities Fund, L.P. | Private Equity Fund | $258M | 3 | Mar 27, 2019 |
| Blk2018 Private Opportunities Feeder Fund, L.P. | Private Equity Fund | $247M | 1 | Mar 27, 2019 |
| Blackrock Private Opportunities Fund III (Cayman), L.P. | Private Equity Fund | $235M | 36 | Feb 25, 2015 |
| Toro Abs Cdo II, Ltd.no longer reported | Securitized Asset Fund | $234M | 1 | Mar 30, 2012 |
| Pep Asga Master L.P.no longer reported | Other Private Fund | $202M | 2 | Aug 22, 2016 |
| Mp Aviation Holdings, L.P. | Hedge Fund | $140M | 3 | Nov 11, 2019 |
| Ak Private Equity Co-Investment Fund, L.P. | Private Equity Fund | $110M | 3 | Feb 25, 2015 |
| Vesey Street Fund V, L.P. | Private Equity Fund | $106M | 50 | Feb 7, 2013 |
| Wy Investment Fund, L.P. | Private Equity Fund | $104M | 3 | Feb 25, 2015 |
| The Equity-Broadway League Private Equity Fund I, L.P. | Private Equity Fund | $99.7M | 3 | Feb 25, 2015 |
| Wy Investment Feeder, L.P. | Private Equity Fund | $96.9M | 1 | Feb 25, 2015 |
| Vesey Street Fund V (Erisa), L.P. | Private Equity Fund | $90.5M | 8 | Feb 7, 2013 |
| Erb Tactical Opportunities, L.P. | Private Equity Fund | $89.6M | 3 | Feb 25, 2015 |
| Blackrock Global Horizons Ltd.no longer reported | Hedge Fund | $89.4M | 91 | Mar 30, 2012 |
| Br Co-Investment Alfa I, L.P. | Private Equity Fund | $85.4M | 5 | Feb 7, 2013 |
| Br Co-Investment Alfa I Feeder, L.P. | Private Equity Fund | $84.6M | 3 | Feb 7, 2013 |
| Vesey Street Employee Fund III Bno longer reported | Private Equity Fund | $77.6M | 194 | Mar 30, 2012 |
| Private Equity Partners Vii US, L.P. | Private Equity Fund | $75.9M | 19 | Mar 29, 2018 |
| Vesey Street Fund (Cayman) V, L.P. | Private Equity Fund | $67.3M | 15 | Feb 7, 2013 |
| Blackrock Private Opportunities Fund III (Delaware), L.P. | Private Equity Fund | $66.8M | 3 | Mar 27, 2019 |
| Vesey Street Employee Fund III Ano longer reported | Private Equity Fund | $61.3M | 405 | Mar 30, 2012 |
| Vesey Street Portfolio V, L.P. | Private Equity Fund | $60.0M | 15 | Feb 7, 2013 |
| Multi-Manager Alpha Systematic Trend Ltd.no longer reported | Hedge Fund | $56.1M | 1 | Mar 30, 2012 |
| Passage Portfolio III, L.P. | Private Equity Fund | $55.4M | 4 | Mar 30, 2012 |
| Tax Managed Opportunity Fund LLCno longer reported | Hedge Fund | $54.0M | 26 | Mar 30, 2012 |
| Vesey Street Employee Fund IV, L.P.no longer reported | Private Equity Fund | $51.2M | 42 | Mar 30, 2012 |
| Blackrock Private Equity Partners Vi US, L.P. | Private Equity Fund | $49.5M | 3 | Feb 7, 2014 |
| Vesey Street Fund III, L.P. - B | Private Equity Fund | $48.8M | 2 | Mar 30, 2012 |
| Montclair Capital Fund, LLCno longer reported | Hedge Fund | $43.9M | 13 | Mar 30, 2012 |
| Orange Pep Fund, L.P. | Private Equity Fund | $43.3M | 3 | Feb 29, 2016 |
| Vesey Street Portfolio III, L.P. | Private Equity Fund | $40.7M | 63 | Mar 30, 2012 |
| Vesey Street Fund IV (Erisa), L.P. | Private Equity Fund | $40.6M | 15 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Douglas Laurence Fink · Chief Executive Officercontrolsince 09/2006 · owns less than 5%
- Lawrence Robert Goldstein · Chief Operating Officer And Senior Managing Directorcontrolsince 06/2014 · owns less than 5%
- Steven Robert Kapito · Presidentcontrolsince 09/2007 · owns less than 5%
- Joseph Christopher Meade · General Counsel, Chief Legal Officer, And Senior Managing Directorcontrolsince 11/2016 · owns less than 5%
- Choon Sik Charles Park · Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
- Martin Small · Chief Financial Officer And Senior Managing Directorcontrolsince 02/2024 · owns less than 5%
Entity owners
- Trident Merger, LLC · Sole Memberdirect · owns 75% or more
- Blackrock, Inc. · Sole Shareholderindirect · owns 75% or more of Trident Merger, LLC · public reporting company
Related persons
Schedule D 7.A
- 1824 Private Equity Gp, LLCpooled vehicle sponsory
- 1885 Private Opportunities Gp, LLCpooled vehicle sponsory
- Aperio Group, LLCinvestment advisery
- Apo Global Healthcare Gp S.A R.L.pooled vehicle sponsorn
- Asia-Pacific Private Credit Opportunities Fund I (Genpar), L.P.pooled vehicle sponsorn
- Aviation Holdings Genpar, LLCpooled vehicle sponsory
- Aviation Holdings III (Genpar) LLCpooled vehicle sponsory
- Aviation Holdings III (Genpar), LLCpooled vehicle sponsory
- Baa Co-Investment Fund (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund IV (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund V (Genpar), LLCpooled vehicle sponsorn
- Baa Custom Partnerships (Genpar), LLCpooled vehicle sponsory
- Baa Gaia Imc (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital 2002 (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital II (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital III (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets II (Genpar), LLCpooled vehicle sponsorn
- Bis Brazos Infrastructure Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLC.pooled vehicle sponsory
- Bl Lepus Genpar LLCpooled vehicle sponsorn
- Blackrock (Channel Islands) Limitedinvestment advisern
- Blackrock (Luxembourg) S.A.investment advisern
- Blackrock (Netherlands) B.V.investment advisern
- Blackrock (Singapore) Limitedinvestment adviserbanknRAUM $70B
- Blackrock Advisors (Uk) Limitedinvestment advisern
- Blackrock Advisors, LLCinvestment adviserbanknRAUM $1096B
- Blackrock Alternative Advisors (Genpar), LLCpooled vehicle sponsorn
Advisers that list Blackrock Investment Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Princeton, Nj · principal | 667 | 94 | 17 | 1 | |
| New York, Ny | 145 | 14 | 2 | ||
| Boston, Ma | 63 | 14 | 1 | ||
| San Francisco, Ca | 54 | 13 | 1 | ||
| Atlanta, Ga | 48 | 11 | 0 | ||
| Chicago, Il | 30 | 11 | 0 | ||
| Miami, Fl | 13 | 0 | 1 | ||
| Philadelphia, Pa | 9 | 1 | 1 | ||
| Seattle, Wa | 7 | 1 | 0 | ||
| Newport Beach, Ca | 4 | 0 | 0 | ||
| Pittsburgh, Pa | 4 | 1 | 0 | ||
| Santa Monica, Ca | 4 | 0 | 0 | ||
| Sausalito, Ca | 4 | 0 | 0 | ||
| Scottsdale, Az | 3 | 1 | 0 | ||
| Dallas, Tx | 3 | 1 | 0 | ||
| Boca Raton, Fl | 2 | 0 | 0 | ||
| Minneapolis, Mn | 2 | 0 | 0 | ||
| Denver, Co | 2 | 0 | 1 | ||
| Charlotte, Nc | 2 | 0 | 0 | ||
| Wilmington, De | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA83 employees
- Boston, MA24 employees
- Sausalito, CA18 employees
- Atlanta, GA7 employees
- Philadelphia, PA6 employees
- West Palm Beach, FL3 employees
- Miami, FL2 employees
- Dallas, TX2 employees
- Newport Beach, CA2 employees
- District Of Columbia, DC2 employees
- Boca Raton, FL2 employees
- Denver, CO1 employees
- Charlotte, NC1 employees
- Seattle, WA1 employees
- Wilmington, DE
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 92.0 to 520.0 (+465.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (51 comparable advisers, 100.0th percentile of changes)peers: asset managers, $20B and over (51) · 100% percentile
What changed
consecutive filings, newest first
- Private funds · 66 to 49May 15, 2026 to Jun 17, 2026
- Accounts · 48,659 to 53,959Jan 27, 2026 to Mar 31, 2026
- Advisory employees · 450 to 444Jan 27, 2026 to Mar 31, 2026
- BD registered reps · 167 to 762Jan 27, 2026 to Mar 31, 2026
- Charity clients · 385 to 454Jan 27, 2026 to Mar 31, 2026
- Corporate clients · 947 to 922Jan 27, 2026 to Mar 31, 2026
- HNW clients · 3,836 to 4,269Jan 27, 2026 to Mar 31, 2026
- Individual clients · 5,604 to 4,754Jan 27, 2026 to Mar 31, 2026
- Pension plan clients · 132 to 115Jan 27, 2026 to Mar 31, 2026
- Assets in custody · $2.5B to $386MJan 27, 2026 to Mar 31, 2026
- Employees · 1,457 to 1,589Jan 27, 2026 to Mar 31, 2026
- Insurance-licensed employees · 1 to 49Jan 27, 2026 to Mar 31, 2026
- State-registered IARs · 92 to 520Jan 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $376B to $497BJan 27, 2026 to Mar 31, 2026
- HNW RAUM · $41B to $56BJan 27, 2026 to Mar 31, 2026
- Individual RAUM · $14B to $2.4BJan 27, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $132B to $180BJan 27, 2026 to Mar 31, 2026
- Pension RAUM · $3.6B to $4.1BJan 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $69B to $82BJan 27, 2026 to Mar 31, 2026
- RAUM · $508B to $677BJan 27, 2026 to Mar 31, 2026
- Wrap assets (manager) · $71B to $89BJan 27, 2026 to Mar 31, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 30, 2025
- Accounts · 46,332 to 48,659Feb 12, 2025 to Mar 31, 2025
- Advisory employees · 536 to 450Feb 12, 2025 to Mar 31, 2025
- BD registered reps · 786 to 167Feb 12, 2025 to Mar 31, 2025
- Charity clients · 433 to 385Feb 12, 2025 to Mar 31, 2025
- Corporate clients · 805 to 947Feb 12, 2025 to Mar 31, 2025
- HNW clients · 3,952 to 3,836Feb 12, 2025 to Mar 31, 2025
- Individual clients · 6,299 to 5,604Feb 12, 2025 to Mar 31, 2025
- Pension plan clients · 148 to 132Feb 12, 2025 to Mar 31, 2025
- Assets in custody · $4.1B to $2.5BFeb 12, 2025 to Mar 31, 2025
- Employees · 1,483 to 1,457Feb 12, 2025 to Mar 31, 2025
- Insurance-licensed employees · 63 to 1Feb 12, 2025 to Mar 31, 2025
- State-registered IARs · 695 to 92Feb 12, 2025 to Mar 31, 2025
- Other offices · 15 to 13Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $361B to $376BFeb 12, 2025 to Mar 31, 2025
- HNW RAUM · $40B to $41BFeb 12, 2025 to Mar 31, 2025
- Individual RAUM · $13B to $14BFeb 12, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $98B to $132BFeb 12, 2025 to Mar 31, 2025
- Pension RAUM · $3.6B to $3.6BFeb 12, 2025 to Mar 31, 2025
Signals
60 dated events
- Anna Michelle Nerys no longer holds an investment adviser registration (last listed at Blackrock Investment Management, Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Anvesh Mittal no longer holds an investment adviser registration (last listed at Blackrock Investment Management, Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Ryan Anderson Barnett no longer holds an investment adviser registration (last listed at Blackrock Investment Management, Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jeffery Robert Leaf no longer holds an investment adviser registration (last listed at Blackrock Investment Management, Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Sarah Shultz added a NJ registration at Blackrock Investment Management, LlcSep 15, 2026 · New state registration · fact
- Sarah Shultz registered as an investment adviser representative at Blackrock Investment Management, LlcSep 14, 2026 · Advisor registered · fact
- Sarah Shultz added a IL registration at Blackrock Investment Management, LlcSep 14, 2026 · New state registration · fact
- Matthew Kortlander left Blackrock Investment Management, Llc for Capital Client Group, Inc. (registered 2026-08-12)Aug 4, 2026 · Advisor changed firm · fact
- Herman H. Chang left Blackrock Investment Management, Llc for J.P. Morgan Securities Llc (registered 2026-08-24)Aug 4, 2026 · Advisor changed firm · fact
- Erin Nicole Diegel left Blackrock Investment Management, Llc for Capital Client Group, Inc. (registered 2026-07-27)Jul 6, 2026 · Advisor changed firm · fact
- Kelly Apple left Blackrock Investment Management, Llc for Kestra Advisory Services, Llc (registered 2026-07-09)Jul 6, 2026 · Advisor changed firm · fact
- Daniel Joseph Brooks left Blackrock Investment Management, Llc for Invesco Advisers, Inc. (registered 2026-05-27)May 26, 2026 · Advisor changed firm · fact
- Laura Merino Mcdonald left Blackrock Investment Management, Llc for Sei Investments Management Corp (registered 2026-04-23)Apr 17, 2026 · Advisor changed firm · fact
- Blackrock Investment Management, Llc reported 520 state-registered advisory representatives, up from 92 (2026-01-27 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Blackrock Investment Management, Llc reported RAUM $676.7B, up 33% from $508.2B (2026-01-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Mary Frances Mulcahy left Blackrock Investment Management, Llc for Tcw Investment Management Company Llc (registered 2026-04-21)Mar 30, 2026 · Advisor changed firm · fact
- Jalen L. Glenn left Blackrock Investment Management, Llc for Strategic Advisers Llc (registered 2026-06-11)Mar 30, 2026 · Advisor changed firm · fact
- Timothy Michael Palilonis left Blackrock Investment Management, Llc for Vanguard Advisers, Inc. (registered 2026-08-10)Mar 18, 2026 · Advisor changed firm · fact
- Ana Claire Piacentini left Blackrock Investment Management, Llc for Allspring Funds Management, Llc (registered 2026-03-11)Mar 3, 2026 · Advisor changed firm · fact
- Zachary Taylor left Blackrock Investment Management, Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-02-23)Feb 17, 2026 · Advisor changed firm · fact
- Andrew Tremblay left Blackrock Investment Management, Llc for Pnc Wealth Management (registered 2025-11-06)Nov 3, 2025 · Advisor changed firm · fact
- Colleen Erin Sylvester left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2026-03-11)Oct 17, 2025 · Advisor changed firm · fact
- Gregory M Dvorocsik left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-17)Oct 17, 2025 · Advisor changed firm · fact
- Jonathan Layne Miller left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-16)Oct 16, 2025 · Advisor changed firm · fact
- Mary Welby Scott Hughes left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-17)Oct 16, 2025 · Advisor changed firm · fact
- Adam Warren Butterfield left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-16)Oct 16, 2025 · Advisor changed firm · fact
- James A Schmelter left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-16)Oct 16, 2025 · Advisor changed firm · fact
- Matthew Thomas Andrews left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-19)Oct 16, 2025 · Advisor changed firm · fact
- Olivia Nicole Venezia left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-16)Oct 16, 2025 · Advisor changed firm · fact
- Eric Joseph Metz left Blackrock Investment Management, Llc for Spiderrock Advisors, Llc (registered 2025-10-16)Oct 16, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Blackrock Investment Management, LLC · Independent Sponsorsshared crd · capital_provider
- Blackrock Investment Management, LLC · Private Equityshared crd · organization
- Blackrock Investment Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackrockreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/isharesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- blackrock.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 609 282 2000reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026