DFX Intelligence
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Registered advisor
M•••••• A• H••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
10 y
since Apr 19, 2016
In the industry
22 y
since Dec 29, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 19, 2016 · Woodland Hills, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 24, 2012 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 20, 2004 to Jun 1, 2009 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to K••••• A••••••• S•••••••• L••left Oct 24, 2012, registered Apr 19, 2016 (1273 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address