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Registered advisor

S•••••• D••• S•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWichita, Ksdual registrantIAPD 4015798

Feed of 09/14/2026

Also filed as S•••••• D••• S••••••••• S•••••

At current firm

0 y

since Dec 10, 2025

In the industry

25 y

since Apr 5, 2001 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Dec 10, 2025 · Wichita, Ks

L•• F•••••••• L•• BD affiliated
Apr 29, 2019 to Jan 14, 2025 · Wichita, Ks
O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to May 2, 2019 · Great Bend, Ks
S••••••• I••••••••• I••• former
May 13, 2016 to Nov 2, 2018 · Hays, Ks
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Mar 5, 2010 to May 13, 2016 · Hays, Ks

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 14, 2025, registered Dec 10, 2025 (330 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to L•• F•••••••• L••
left May 2, 2019, registered Apr 29, 2019 (-3 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jan 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address