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Registered advisor
H•• P•••
Feed of 09/15/2026
Also filed as H•• V•• P••••••• V•••••• P•••
At current firm
12 y
since May 2, 2014
In the industry
26 y
since Oct 6, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 2, 2014 · Columbus, Oh
- S••••••••• A•••••• A•••••••• I••• formerOct 5, 2010 to Mar 21, 2014 · La Vista, Ne
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to May 29, 2009 · Irvine, Ca
- W••• I••••••••• I••• unclassifiedMay 21, 2007 to May 2, 2009 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Mar 21, 2014, registered May 2, 2014 (42 days) · Other
- C•••• I••••••••• S••••••• C•••• to S••••••••• A•••••• A•••••••• I•••left May 29, 2009, registered Oct 5, 2010 (494 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address