DFX Intelligence
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W•••••• R• V••••
As of · the IAPD feed
- At current firm
- 12 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Feb 21, 2014
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 21, 2014 · Waltham, Ma
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedFeb 7, 2003 to Sep 12, 2003 · Woodbridge, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• I••••••••• F••• S••••••• L•• to A••••• A•• P••••••• S•••••••left Sep 12, 2003, registered Feb 21, 2014 (3815 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address