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L••• M•••• C••••••••

Registered advisorat C••••••••• F•••••••• N••••••Dual registrant· Wellesley, MaIAPD 4032621

Certified Financial Planner

At current firm
22 y
since Apr 5, 2004
In the industry
26 y
Prior registered firms
3
Signals
0
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
  • C•••••• F•••••••• A••••••• unclassified
    Jan 11, 2017 to Dec 31, 2019 · Wellesley, Ma
  • J••• S••••• • A••••••••• unclassified
    Feb 28, 2005 to Apr 26, 2010 · Natick, Ma
  • 1••• C•••••• M••••••••• C•••••• unclassified
    Apr 5, 2000 to Apr 14, 2004 · Newton, Ma
Moves
a registration end followed by a registration begin elsewhere
  • C•••••• F•••••••• A••••••• to no registered destination
    left Dec 31, 2019 · Departure, no registered destination
  • J••• S••••• • A••••••••• to C•••••• F•••••••• A•••••••
    left Apr 26, 2010, registered Jan 11, 2017 (2452 days) · Other
  • 1••• C•••••• M••••••••• C•••••• to C••••••••• F•••••••• N••••••
    left Apr 14, 2004, registered Apr 5, 2004 (-9 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
26derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address