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Registered advisor
L••••••• A••• N••••••••
Feed of 09/14/2026
Also filed as L•••• A••• N••••••••• A••• N••••••••• A••• N••••••••• A••• N••••••••• A••• N••••••••
At current firm
1 y
since May 15, 2025
In the industry
26 y
since Apr 4, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Littleton, Co
- C••• F•••••••• S•••••••• L••• formerJun 1, 2012 to May 15, 2025 · Arvada, Co
- T• A••••••••• I••• formerOct 15, 2009 to Oct 11, 2011 · Denver, Co
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 15, 2009 to Oct 11, 2011 · Denver, Co
- E••••• J•••• national BDNov 14, 2005 to Sep 25, 2009 · Littleton, Co
- L•• F•••••••• L•• BD affiliatedMar 18, 2005 to Oct 14, 2005 · Denver, Co
All 6 prior registrationsShow fewer
- C•••••• S••••• • C••• I••• national BDMar 19, 2003 to Nov 5, 2004 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to C••• F•••••••• S•••••••• L•••left Oct 11, 2011, registered Jun 1, 2012 (234 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to C••• F•••••••• S•••••••• L•••left Oct 11, 2011, registered Jun 1, 2012 (234 days) · Other
- E••••• J•••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 25, 2009, registered Oct 15, 2009 (20 days) · Other
- L•• F•••••••• L•• to E••••• J••••left Oct 14, 2005, registered Nov 14, 2005 (31 days) · Other
All 6 movesShow fewer
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Nov 5, 2004, registered Mar 18, 2005 (133 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address