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Registered advisor
R••••• W•••••• B•••••••
Feed of 09/14/2026
At current firm
10 y
since Oct 19, 2015
In the industry
26 y
since Jan 10, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 19, 2015 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseOct 27, 2005 to Oct 12, 2015 · Scottsdale, Az
- R•• C•••••• M••••••• L•• national BDAug 20, 2004 to Nov 4, 2005 · Peoria, Az
- W•••• F•••• A••••••• wirehouseJul 29, 2004 to Aug 25, 2004 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Oct 12, 2015, registered Oct 19, 2015 (7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Nov 4, 2005, registered Oct 27, 2005 (-8 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left Aug 25, 2004, registered Aug 20, 2004 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address