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Registered advisor

B•••• M• G••••••

C•••••• S••••• • C••• I•••national BDWestlake, Txdual registrantIAPD 4047017

Feed of 09/14/2026

Also filed as B•••• M•••••• G••••••

At current firm

7 y

since Jan 2, 2019

In the industry

26 y

since Apr 13, 2000 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jan 2, 2019 · Westlake, Tx

S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2012 to Dec 20, 2012 · Englewood, Co
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 26, 2009 to Oct 14, 2009 · Greenwood Village, Co
T• A••••••••• I••• former
Jan 26, 2009 to Oct 14, 2009 · Denver, Co
C•••••• S••••• • C••• I••• national BD
Apr 5, 2005 to Jan 15, 2009 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left Dec 20, 2012, registered Jan 2, 2019 (2204 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••
left Oct 14, 2009, registered Jan 3, 2012 (811 days) · Other
T• A••••••••• I••• to S••••• W••••• A•••••••• I•••
left Oct 14, 2009, registered Jan 3, 2012 (811 days) · Other
C•••••• S••••• • C••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 15, 2009, registered Jan 26, 2009 (11 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address