DFX Intelligence
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Registered advisor
J•••• N••••• D•••••
Feed of 09/14/2026
At current firm
10 y
since Aug 31, 2016
In the industry
26 y
since Feb 7, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 31, 2016 · St. Augustine, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 4, 2007 to Sep 19, 2011 · Saint Augustine, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to May 7, 2007 · St. Augustine, Fl
- M••••• S•••••• D• I••• unclassifiedFeb 7, 2000 to Apr 2, 2007 · St. Augustine, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Sep 19, 2011, registered Aug 31, 2016 (1808 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 7, 2007, registered May 4, 2007 (-3 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address