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Registered advisor
S•••••• W•••••• B••••
Feed of 09/14/2026
Also filed as S•••••• W•••••• B••••••••• W•••••• W•••••• B••••
At current firm
13 y
since Apr 12, 2013
In the industry
26 y
since Dec 28, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 12, 2013 · Chesterfield, Mo
- C•••••• S••••• • C••• I••• national BDSep 7, 2005 to Aug 23, 2012 · Ellisville, Mo
- U•• F•••••••• S••••••• I••• wirehouseJan 12, 2000 to May 12, 2005 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to M••••• S••••••left Aug 23, 2012, registered Apr 12, 2013 (232 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••left May 12, 2005, registered Sep 7, 2005 (118 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address