DFX Intelligence
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Registered advisor
R••••• G••••• D••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R••• D••••••••• G• D••••••••• D••••••
At current firm
16 y
since Mar 12, 2010
In the industry
33 y
since May 1, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D•••••• W••••• M••••••••• L•• state registered currentsince Mar 12, 2010
- A•••••• A••••••• S••••••• formerOct 7, 2008 to Mar 15, 2010 · Indianapolis, In
- D••••• S•••••••• I••••••••• S••••••• I••• unclassifiedJan 26, 2004 to May 28, 2008 · Indianapolis, In
- C••••• A••••••• L•• formerJun 20, 2000 to Apr 10, 2003 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to D•••••• W••••• M••••••••• L••left Mar 15, 2010, registered Mar 12, 2010 (-3 days) · Other
- D••••• S•••••••• I••••••••• S••••••• I••• to A•••••• A••••••• S•••••••left May 28, 2008, registered Oct 7, 2008 (132 days) · Other
- C••••• A••••••• L•• to D••••• S•••••••• I••••••••• S••••••• I•••left Apr 10, 2003, registered Jan 26, 2004 (291 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address