DFX Intelligence
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Registered advisor
H••••• O• M••••••••
Feed of 09/14/2026
Also filed as H•• G• O•••••• O•••••••• O•••••••• O• M••••••••
At current firm
18 y
since Mar 12, 2008
In the industry
26 y
since Jan 26, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 12, 2008 · Waltham, Ma
- R••• B••• • C•• unclassifiedNov 18, 2004 to Jan 29, 2007 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- R••• B••• • C•• to A••••• A•• P••••••• S•••••••left Jan 29, 2007, registered Mar 12, 2008 (408 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address