DFX Intelligence
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Registered advisor
K••• P••••• G•••••
Feed of 09/14/2026
At current firm
6 y
since Oct 15, 2019
In the industry
26 y
since Dec 13, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Oct 15, 2019 · Annapolis, Md
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 2000 to Jul 23, 2002 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••• S••••••••• L••left Jul 23, 2002, registered Oct 15, 2019 (6293 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address