DFX Intelligence
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Registered advisor
C•••••• P•••• G••••••• N••••
Feed of 09/14/2026
Also filed as C•••••• P•••• G••••••••• G•••••••
At current firm
9 y
since Nov 2, 2016
In the industry
26 y
since Feb 18, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 2, 2016 · Coral Gables, Fl
- B••• S••••••••• L•• formerDec 10, 2019 to Feb 17, 2021 · Miami, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 19, 2003 to Mar 15, 2004 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to no registered destinationleft Feb 17, 2021 · Departure, no registered destination
- B••• O• A•••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Mar 15, 2004, registered Nov 2, 2016 (4615 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address