DFX Intelligence
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Registered advisor
J••••• D• K•••
Feed of 09/15/2026
Also filed as J••••• D•••• K••••••••• D• K••••••••• D•••• K•••
At current firm
6 y
since Aug 28, 2020
In the industry
26 y
since Jan 18, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 28, 2020 · Fort Myers, Fl
- U•• F•••••••• S••••••• I••• wirehouseOct 6, 2008 to Sep 8, 2020 · Fort Myers, Fl
- W•••• F•••• A••••••• wirehouseApr 22, 2005 to Oct 6, 2008 · Cape Coral, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Apr 6, 2005 · Naples, Fl
- Q•••• • R•••••• I••• unclassifiedMar 10, 2003 to Oct 20, 2004 · Naples, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 29, 2001 to Feb 12, 2003 · Bonita Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Sep 8, 2020, registered Aug 28, 2020 (-11 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Oct 6, 2008, registered Oct 6, 2008 (0 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Apr 6, 2005, registered Apr 22, 2005 (16 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S•••••••• I••• to Q•••• • R•••••• I•••left Feb 12, 2003, registered Mar 10, 2003 (26 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address