DFX Intelligence
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Registered advisor
K•••• A• S•••••
Feed of 09/14/2026
Also filed as K•••• A••• S••••••••• A••• S•••••
At current firm
19 y
since May 8, 2007
In the industry
25 y
since Nov 24, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
26
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince May 8, 2007 · Rye Brook, Ny
- M••••• S•••••• C••••••••• unclassifiedAug 30, 2005 to Dec 31, 2006 · Reading, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to P••• A••••• S••••••••• L••left Dec 31, 2006, registered May 8, 2007 (128 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address