DFX Intelligence
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Registered advisor
J••• S••••• V•••••
Feed of 09/14/2026
Also filed as S•••••• J••• V••••••••• S•••••• V•••••
At current firm
13 y
since Mar 1, 2013
In the industry
26 y
since Dec 21, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 1, 2013 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedMar 26, 2009 to Mar 20, 2013 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 19, 2007 to Mar 31, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 20, 2013, registered Mar 1, 2013 (-19 days) · Other
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Mar 31, 2009, registered Mar 26, 2009 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address