DFX Intelligence
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Registered advisor
N••• J••• Y•••••
Feed of 09/14/2026
At current firm
9 y
since Apr 27, 2017
In the industry
26 y
since Feb 11, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 27, 2017 · Portage, Mi
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 28, 2017 · Portage, Mi
- P••••••••• E••••• G••••• L•• unclassifiedApr 15, 2002 to Jul 1, 2003 · Portage, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 28, 2017, registered Apr 27, 2017 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address