DFX Intelligence
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Registered advisor
D••••• W•••••• S••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
26 y
since Nov 17, 1999
In the industry
46 y
since May 1, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Boardman, Oh
- S•••••• F•••••••• S•••••••• I••• state registered currentsince Nov 17, 1999 · Youngstown, Oh
- S•••••••• F••••••••• I••• formerNov 22, 2022 to Sep 1, 2023 · Boardman, Oh
- O•••• W•••••• I••• BD affiliatedNov 10, 1999 to Nov 18, 2022 · Youngstown, Oh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- O•••• W•••••• I••• to S•••••• F•••••••• S•••••••• I•••left Nov 18, 2022, registered Nov 17, 1999 (-8402 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- ••• LockedNov 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address