DFX Intelligence
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Registered advisor
E••• D••••
Feed of 09/14/2026
Also filed as E••• D•••• D••••••••• D• D••••
At current firm
1 y
since Sep 19, 2025
In the industry
15 y
since Jan 28, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 19, 2025 · West Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 29, 2022 to Aug 29, 2025 · Palm Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseDec 26, 2020 to Apr 29, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••left Aug 29, 2025, registered Sep 19, 2025 (21 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 29, 2022, registered Apr 29, 2022 (0 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedAug 29, 2025 · Advisor changed firm · fact
- ••• LockedApr 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address