DFX Intelligence
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Registered advisor
J••• D•••• Q•••••••••
Feed of 09/14/2026
Also filed as D•••• Q•••••••••
At current firm
9 y
since Aug 17, 2017
In the industry
26 y
since Mar 31, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 17, 2017 · Charleston, Wv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 26, 2007 to Aug 21, 2017 · Charleston, Wv
- M••••• S•••••• D• I••• unclassifiedJun 11, 2001 to Aug 29, 2005 · Charleston, Wv
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 21, 2017, registered Aug 17, 2017 (-4 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 29, 2005, registered Nov 26, 2007 (819 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address