DFX Intelligence
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Registered advisor
J•••• C•••••• S•••••
Feed of 09/14/2026
At current firm
4 y
since Jul 7, 2022
In the industry
25 y
since Dec 6, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 7, 2022 · Greensboro, Nc
- W•••• F•••• A••••••• wirehouseNov 7, 2012 to Jul 21, 2022 · Rhinebeck, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 23, 2004 to Jan 19, 2005 · Poughkeepsie, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 21, 2022, registered Jul 7, 2022 (-14 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 19, 2005, registered Nov 7, 2012 (2849 days) · Wirehouse to wirehouse
Signals
- ••• LockedJul 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address