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E••• L•••• K•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Bel Air, MdIAPD 4139662
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 21 y
- Prior registered firms
- 4
- Signals
- 0
since Oct 15, 2010
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 15, 2010 · Bel Air, Md
- S•••••••• F••••••••• I••• formerJan 31, 2008 to Oct 19, 2010 · Bel Air, Md
- H•••••• F•••••••• G•••• unclassifiedJan 30, 2008 to Dec 31, 2010 · Bel Air, Md
- S••••••• I••••••••• S•••••••• I••• formerMay 3, 2006 to Dec 31, 2007 · Laurel, Md
- U•• F•••••••• S••••••• I••• wirehouseAug 16, 2005 to May 15, 2006 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- H•••••• F•••••••• G•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2010, registered Oct 15, 2010 (-77 days) · Other
- S•••••••• F••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 19, 2010, registered Oct 15, 2010 (-4 days) · Other
- S••••••• I••••••••• S•••••••• I••• to H•••••• F•••••••• G••••left Dec 31, 2007, registered Jan 30, 2008 (30 days) · Other
- U•• F•••••••• S••••••• I••• to S••••••• I••••••••• S•••••••• I•••left May 15, 2006, registered May 3, 2006 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address