DFX Intelligence
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Registered advisor
F•••••••• L•• G••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as F•••••••• L•• A••••
At current firm
10 y
since Sep 9, 2016
In the industry
26 y
since Jun 6, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 9, 2016 · Winter Park, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 6, 2000 to Jul 21, 2003 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to T••••• A••••••• S•••••••• I•••left Jul 21, 2003, registered Sep 9, 2016 (4799 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address