DFX Intelligence
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Registered advisor
J•••• M•••••• H•••••
Feed of 09/14/2026
At current firm
17 y
since Jan 27, 2009
In the industry
24 y
since Jan 7, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 27, 2009 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 28, 2005 to Dec 17, 2008 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Dec 17, 2008, registered Jan 27, 2009 (41 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address