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Registered advisor
T••• M•••• Y••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedState College, Padual registrantIAPD 4152835
Feed of 09/14/2026
Also filed as T••• M•••• L•••
At current firm
10 y
since Mar 17, 2016
In the industry
18 y
since Dec 10, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 17, 2016 · State College, Pa
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 30, 2009 to Jun 29, 2015 · Altoona, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 29, 2015, registered Mar 17, 2016 (262 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address