DFX Intelligence
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L•••••• R• B••••••
As of · the IAPD feed; also filed as S•••• B••••••••• B••••••
- At current firm
- 5 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 22, 2021
As of · the IAPD feed; also filed as S•••• B••••••••• B••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 22, 2021 · Deerfield, Il
- U•• F•••••••• S••••••• I••• wirehouseAug 1, 2008 to Sep 27, 2021 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 27, 2021, registered Sep 22, 2021 (-5 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address