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Registered advisor

B•••• L••• P••••••

P•• W••••• M•••••••••BD affiliatedCarmel, Indual registrantIAPD 4171732
Feed of 09/14/2026
At current firm
16 y
since Nov 13, 2009
In the industry
26 y
since Jul 27, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • N•••••• I••••••••• I••• unclassified
    Jul 22, 2003 to Nov 13, 2009 · Indianapolis, In
  • P••••••••• E••••• G••••• L•• unclassified
    Aug 15, 2000 to Dec 9, 2002 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
  • N•••••• I••••••••• I••• to P•• W••••• M•••••••••
    left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
  • P••••••••• E••••• G••••• L•• to N•••••• I••••••••• I•••
    left Dec 9, 2002, registered Jul 22, 2003 (225 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
26derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address