DFX Intelligence
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Registered advisor
K•••••• A••• W•••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as K•• W•••••••••
At current firm
0 y
since May 25, 2026
In the industry
26 y
since Mar 1, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince May 25, 2026 · Lone Tree, Co
- S••••• W••••• A•••••••• I••• no RAUMMar 18, 2021 to Dec 6, 2022 · Lone Tree, Co
- S••••• W••••• A•••••••• I••• no RAUMJan 10, 2012 to May 18, 2020 · Englewood, Co
- C•••••• S••••• • C••• I••• national BDNov 2, 2004 to Dec 31, 2011 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Dec 31, 2011, registered Jan 10, 2012 (10 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address