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Registered advisor

R••••• R• M••••••

S••••• W••••• A•••••••• I•••no RAUMPhoenix, Azdual registrantIAPD 4184213
Feed of 09/14/2026
Also filed as R••••• R•••••• M••••••
At current firm
4 y
since Apr 11, 2022
In the industry
26 y
since May 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
No RAUM reportedderived
Years in industry
26derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address