DFX Intelligence
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Registered advisor
R•••••• J••• V•••
Feed of 09/14/2026
Also filed as R•••••• J••• F••••••••• J• F••••••••• J• V••••••••• J••• F••••••••• J••• V•••
At current firm
2 y
since Jun 19, 2024
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jun 19, 2024 · Scottsdale, Az
- C•••••• S••••• • C••• I••• national BDApr 22, 2021 to Aug 11, 2022 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to F•••• P••••••• W•••••• L••left Aug 11, 2022, registered Jun 19, 2024 (678 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedAug 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address