DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F•••• P••••••• W•••••• L••

Independent wealth managerSt. Louis, MissouriCRD 159289SEC 801-72862websiteIAPD
Latest filing Apr 30, 2026
First filing on the tape Nov 9, 2011 · 96 filings
SEC status approved since Dec 7, 2011
RAUM
$182B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
86%
$156B individuals and HNW
Advisors
1,043
registered through the firm on IAPD
RAUM per advisor
$174M
derived; firm RAUM over IAPD count
Employees
1,915
1,025 advisory (5.B.1)
Offices
112
beyond the principal office
Private funds
26
reported on Schedule D
History
96 filings and snapshots on the tape
RAUM$182B as of Apr 30, 2026
Mar 29, 2012$1.3B then
HNW client RAUM$143B as of Apr 30, 2026
Apr 2, 2018$4.9B then
State-registered IARs (5.B.3)800 as of Apr 30, 2026
Mar 28, 201335 then
Employees (5.A)1,915 as of Apr 30, 2026
Mar 28, 201360 then
Private funds26 as of Apr 30, 2026
Mar 29, 20121 then
RAUM +90% over the last fiscal year+113% a year over threeIARs 725 to 800offices 96 to 112
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
  • multi office g••••• platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
  • p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
  • ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$174MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
58derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.7MderivedHNW RAUM over HNW clients
Average account
$824,453derivedRAUM over accounts (5.F.2.f)
Discretionary
82%derivedof RAUM
Institutional
9.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
9.2derived113 offices incl. principal (1.F.5)
RAUM growth, one year
+90%derivedbetween the last two annual amendments
Advisor growth, one year
+10%derivedItem 5.B.3 between annual amendments
Client growth, one year
+76%derived
Compensation
percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Financial planning clients
11,000reportedItem 5.H
Wrap fee program
$1.1BreportedItem 5.I
Custody
$65B, 24,000 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
9derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$143B78%
  • Individuals$14B7.4%
  • Pension and profit-sharing plans$9.3B5.1%
  • Charitable organizations$4.5B2.5%
  • State and municipal entities$3.6B2.0%
  • Corporations and businesses$3.2B1.8%
  • Pooled investment vehicles$3.0B1.6%
  • Investment companies$1.5B0.8%
  • Other investment advisers$699M0.4%
  • Insurance companies$8.0M0.0%
Individual clients
30,825reported
HNW clients
30,177reported
Pension plan clients
535reported
Charitable clients
388reported
Accounts
220,585reported
Financial planning clients
11,000reported
Wrap fee programs
$0 sponsored, $31.0M managedreported
Custody of client assets
$65B for 24,000 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=0.86 fund_share=0.03 institutional_share=0.1 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
1,034 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S•••••• R•••••• S•••••••Certified Financial PlannerHingham, Ma Jan 3, 201229 y1
E••••• V•••••• S••••••St. L••••, MoJan 3, 201239 y3
C••••• L•••• W••••••••Certified Financial PlannerHingham, Ma Jan 3, 201229 y1
A••••• J•••• W••Chartered Financial AnalystSt. L••••, MoJan 3, 201221 y1
D••••• M•••• D••••St. L••••, MoJan 3, 201231 y1
S••• P••• H•••••Chartered Financial AnalystSt. L••••, MoJan 3, 201230 y3
S•••••• T••••• S•••••St. L••••, MoJan 3, 201239 y1
J••••••• T••••St. L••••, MoJan 3, 201232 y1
E•••••••• L••••• T•••••Chartered Financial AnalystSt. L••••, MoJan 3, 201235 y1
J•• A•••••• L•••••Hingham, Ma Jan 3, 201225 y3
J•••••• T••••• C••••Certified Financial PlannerSt. L••••, Mo Jan 3, 201225 y1
A•••• D•••• B•••Chartered Financial AnalystSt. L••••, MoJan 6, 201220 y1
J••••• A•••••••• S••••••Certified Financial PlannerBoston, Ma Jan 6, 201223 y2
D••••• S•••• M•••••••Certified Financial PlannerSt. L••••, Mo Jan 6, 201225 y1
M••• I••••• V•••St. L••••, MoJan 6, 201227 y1
R••••• H•••••• S••••••••Chartered Financial AnalystSt. L••••, MoJan 6, 201221 y1
M•••••• C••••••••• I••••••Certified Financial PlannerSt. L••••, MoJan 6, 201221 y1
C••• P••• G•••••Certified Financial Planner, Personal Financial SpecialistSt. L••••, Mo Jul 19, 201227 y1
F•••••••• C••••••• M••••••••Certified Financial Planner, Chartered Financial AnalystSt. L••••, MoJul 19, 201226 y1
P•••••• S••• D•••••••Certified Financial PlannerSt. L••••, MoJul 25, 201220 y1
P•••• A•••••• M••••••Certified Financial Planner, Chartered Financial AnalystSt. L••••, MoJul 25, 201231 y1
W•••••• C•••••• W•••••••••Certified Financial PlannerHingham, Ma Jul 25, 201220 y0
E••• N••••• M•••••••••Certified Financial PlannerHingham, Ma Jul 25, 201221 y1
M•••••• T••••• W•••••Certified Financial PlannerSt. L••••, MoJul 25, 201214 y1
N••••• G••••• L••Certified Financial Planner, Personal Financial SpecialistGreenwich, Ct Oct 15, 201328 y0
M•••••• A••••• H••••Certified Financial PlannerBoca Raton, Fl Dec 2, 201312 y0
J••• F••••• C••••Certified Financial Planner, Chartered Financial AnalystSt. L••••, Mo Dec 2, 201319 y3
R••••••• L••• M••••••••Certified Financial PlannerSouth Boston, MaOct 20, 201421 y1
J••••• K••• K•••••Certified Financial PlannerRichmond, Va Mar 27, 201522 y3
L••• C•••••• L••••••St. L••••, Mo Mar 27, 201524 y2
J••••••• E••••• L••New York, Ny Mar 7, 201612 y0
E••• M•••••• S•••••••Certified Financial PlannerBoston, MaMar 7, 201614 y1
C••••••••• S•••• H•••••Certified Financial PlannerBoston, MaMay 25, 201619 y1
J••• D• D•••••Certified Financial PlannerRichmond, VaMay 25, 201621 y1
A•••••••• I• H•••Chartered Financial AnalystDenver, CoJan 26, 201714 y1
K••••• E•••••••• T••••••Certified Financial PlannerDenver, CoNov 23, 201717 y0
C••••• T••••• S•••••••Certified Financial PlannerBoston, MaJan 23, 201813 y0
E••••• A•••••• C•••••••••Chartered Financial AnalystBoston, MaJan 23, 201811 y0
M•• B••••••• H•••••Indian Harbour Beach, FlJan 24, 201828 y2
S••••• A•••••• R••••••Certified Financial Planner, Chartered Financial AnalystBabylon, NyJan 24, 201820 y0
All 1,034 advisors at F•••• P••••••• W•••••• L••
Advisor movement
46 left, 82 joined in 12 months
net +36 in 12 months11 left in 90 days33 joined in 90 daysdeparture rate 4.4% of current headcount80 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
21 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
T•• O•••••• B••••••• F•••• L•••Other Private Fund$2.2B40Mar 31, 2022
T•• B••••••• F•••• L•••Other Private Fund$165M30Mar 31, 2022
T•• D••••••••• S••••••••• F•••• L•••Other Private Fund$52.9M40Mar 31, 2022
T•••••••• I•••••• L•no longer reportedPrivate Equity Fund$51.8M99Aug 14, 2024
T•• I••••• O••••••••• P••••••••• L•••Hedge Fund$42.1M96Nov 4, 2022
T••••••• C•••••• P••••••• ••• L•••Private Equity Fund$36.1M40Jul 10, 2024
T•• P•••••• E••••• 2•••• L•••Private Equity Fund$35.9M148Nov 4, 2022
T••••••• C•••••• P••••••• ••• L•••no longer reportedPrivate Equity Fund$34.5M40Oct 13, 2020
T•• I••••••••• O••••••••• F•••• L•••Other Private Fund$33.5M30Mar 31, 2022
G• O••••••••• 2• P•••••• F•••• L•no longer reportedPrivate Equity Fund$27.7M51Aug 14, 2024
T•••••••• G•••••• L•no longer reportedPrivate Equity Fund$20.4M62Aug 14, 2024
T•••••••• O•••••• I••••• L•no longer reportedHedge Fund$19.2M50Aug 14, 2024
T•••••••• I••••• Q•• L•no longer reportedPrivate Equity Fund$16.7M35Aug 14, 2024
G• O••••••••• I• P•••••• F•••• L•no longer reportedPrivate Equity Fund$13.4M51Aug 14, 2024
T•• P•••••• C••••• 2••• ••••••••• L•••Private Equity Fund$11.5M0Sep 10, 2024
T•• P•••••• C••••• 2•••• L•••Private Equity Fund$11.3M29Jun 7, 2024
G• F•••••• F••• L•no longer reportedPrivate Equity Fund$11.0M33Aug 14, 2024
G• L••••••••• L•Other Private Fund$9.1M0Sep 10, 2024
T•• R••• E••••• P••••••• V••• L••Real Estate Fund$8.4M56Nov 4, 2022
K• I• A•••••• L•••$2.6M35Apr 30, 2026
C••••• M••••••••• F•••• L•••no longer reportedHedge Fund$764,03343Nov 9, 2011
Owners and control persons
Schedule A and B, latest filing
  • A•••••••• D•••••• M••• · Chief Financial Officercontrol
    since 07/2024 · owns less than 5%
  • B••••••••• A•••• L••••••• · Chief Executive Officercontrol
    since 07/2024 · owns less than 5%
  • B••••••• G•••• K•••• · Chief Administrative Officer Officer General Counselcontrol
    since 10/2011 · owns less than 5%
  • F••••• J•••••• C••••••••• · Chief O•••••••• Officercontrol
    since 04/2025 · owns less than 5%
  • G•••••• V••••••• J••••• · Deputy Chief Comp. Officercontrol
    since 04/2024 · owns less than 5%
  • G••••• D•••• · Chief Financial Officercontrol
    since 05/2025 · owns less than 5%
  • H••••• J•••• D••••••• · Chief Investment Officercontrol
    since 01/2026 · owns less than 5%
  • I•••••••• Z••••• · Co-Presidentcontrol
    since 04/2019 · owns less than 5%
  • K•••• B••••• W•••••• · President Of C••••• Investment Management & Chief Investment Officercontrol
    since 10/2011 · owns less than 5%
  • P•••• S••••••••• J••• · Chief Legal & R••• Officercontrol
    since 07/2024 · owns less than 5%
  • R••••• R•••••• J••••• · Vice-Chair And Co-Presidentcontrol
    since 01/2018 · owns less than 5%
  • R•••• S•••••• A•• · President, C••••• Wealth Managementcontrol
    since 01/2024 · owns less than 5%
  • S••••••• J•••• C• · Chief Compliance Officercontrol
    since 04/2024 · owns less than 5%
  • S•••••••• K••••• A••• · General Counselcontrol
    since 03/2023 · owns less than 5%
Entity owners
  • F•••• O••••••••• L•• · Member (Manager)
    direct · owns 75% or more
  • C••• A••••••••• X••• L••• · General P•••Ner
    indirect · owns F of C••• F•••••••• C••••••••• L•••
  • C••• A••••••••• X••• L••• · General P•••Ner
    indirect · owns F of C••••••• D••••••• • R••• F••• X••• L•••
  • C••• F•••••••• C••••••••• L••• · P•••Ner
    indirect · owns 25% to 50% of C••• F•••••••• H•••••••• L•••
  • C••• F•••••••• H•••••••• L••• · P•••Ner
    indirect · owns 50% to 75% of F•••••••• F•• U••••••• H•••••••• L•
  • C••• I••••••••• A••••••••• X••• L••• · General P•••Ner
    indirect · owns F of C••• F•••••••• H•••••••• L•••
  • C••••••• D••••••• • R••• F••• X••• L••• · P•••Ner
    indirect · owns 50% to 75% of C••• F•••••••• H•••••••• L•••
  • F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stock
    indirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
  • F•••••••• F•• I••••••••• H•••••••• L•• · Member
    indirect · owns 75% or more of F•••••••• F•• A••••••••• L••
  • F•••••••• F•• P•••••• I••• · Member
    indirect · owns 75% or more of F•••••••• F•• I••••••••• H•••••••• L••
  • F•••••••• F•• U••••••• H•••••••• L• · Shareholder
    indirect · owns 75% or more of F•••••••• F•• P•••••• I•••
  • F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stock
    indirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
  • F•••• F•••••••• P••••••• I••• · Member
    indirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
  • F•••• F•••••••• P•••••••• L•• · Member
    indirect · owns 75% or more of F•••• O••••••••• L••
Related persons
Schedule D 7.A
Advisers that list F•••• P••••••• W•••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
St L••••, Mo351267
Chicago, Il52414
C••••••, Mo4421
Atlanta, Ga3361
B•••••, Ma3272
Deerfield, Il30261
S••••Sdale, Az25162
Wellesley, Ma2400
Menlo Park, Ca2361
Walnut Creek, Ca2203
Denver, Co2170
Nashville, Tn2060
Westport, Ct1821
New York, Ny1710
Ind••••Polis, In1710
Needham, Ma1770
Pittsburg, Pa16160
Seattle, Wa1510
Bethesda, Md1421
B••••Vue, Wa1420
Post-acquisition retention
advisors of absorbed firms still registered here after the move
Firms absorbed
18 since 2015, 9 in 24 monthsderived
Advisors acquired
140derived
Still registered after 90 days
85% of 136derived
After 180 days
88% of 136derived
After 365 days
84% of 111derived
After 730 days
72% of 43derived
Team lift-outs after
9derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices
Schedule D 1.F, the 25 largest
  • St. L••••, MO120 employees
  • Atlanta, GA30 employees
  • Wellesley, MA27 employees
  • West Hartford, CT27 employees
  • Bethesda, MD25 employees
  • Westport, CT15 employees
  • Nashvillee, TN14 employees
  • San Diego, CA12 employees
  • New York, NY12 employees
  • Boca Raton, FL11 employees
  • Southlake, TX8 employees
  • Hingham, MA8 employees
  • Concord, NH8 employees
  • Hunt Valley, MD8 employees
  • Denver, CO7 employees
  • Chicago, IL7 employees
  • Atlanta, GA7 employees
  • M••••• Hill, CA7 employees
  • Albany, NY7 employees
  • Ind••••Poilis, IN7 employees
  • S••••Sdale, AZ7 employees
  • Newton, MA7 employees
  • Portland, OR6 employees
  • Palo Alto, CA6 employees
  • New York, NY6 employees
ADV anomalies
13 against comparable advisers; where to look, not conclusions
  • account count surgeChange between filings · filing Apr 30, 2026
    accounts (Item 5.F.2.f) moved from 124,141.0 to 220,585.0 (+78.0%) between the annual amendments of 2025-04-01 and 2026-04-30; the peer median change was +7.0% (76 comparable advisers, 95.0th percentile of changes)
    peers: WEALTH_I•••••••••, $20B and over (76) · 95% percentile
  • client count surgeChange between filings · filing Apr 30, 2026
    individual and HNW clients (Item 5.D) moved from 34,681.0 to 61,002.0 (+76.0%) between the annual amendments of 2025-04-01 and 2026-04-30; the peer median change was +8.0% (63 comparable advisers, 98.0th percentile of changes)
    peers: WEALTH_I•••••••••, $20B and over (63) · 98% percentile
  • control person changedChange between filings · filing Apr 30, 2026
    H••••• J•••• D••••••• (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    G••••• D•••• (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    R••••• R•••••• J••••• (VICE-CHAIR AND CO-PRESIDENT) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    R•••• S•••••• A•• (PRESIDENT, C••••• WEALTH MANAGEMENT) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    K•••• B••••• W•••••• (PRESIDENT OF C••••• INVESTMENT MANAGEMENT & CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    I•••••••• Z••••• (CO-PRESIDENT) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    G•••••• V••••••• J••••• (DEPUTY CHIEF COMP. OFFICER) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    A•••••••• D•••••• M••• (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    P•••• S••••••••• J••• (CHIEF LEGAL & R••• OFFICER) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • control person changedChange between filings · filing Apr 30, 2026
    S•••••••• K••••• A••• (GENERAL COUNSEL) left Schedule A between the filings of 2024-07-10 and 2026-04-30
    peers: WEALTH_I•••••••••, $20B and over (84)
  • RAUM up 50 %Change between filings · filing Apr 30, 2026
    RAUM (Item 5.F) moved from $95,889,888,426 to $181,862,000,000 (+90.0%) between the annual amendments of 2025-04-01 and 2026-04-30; the peer median change was +16.0% (80 comparable advisers, 92.0th percentile of changes)
    peers: WEALTH_I•••••••••, $20B and over (80) · 92% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Private funds · 25 to 26
    Feb 2, 2026 to Apr 30, 2026
  • Accounts · 124,141 to 220,585
    Oct 7, 2025 to Feb 2, 2026
  • Advisory employees · 1,090 to 1,025
    Oct 7, 2025 to Feb 2, 2026
  • Advisory activities · 9 to 10
    Oct 7, 2025 to Feb 2, 2026
  • BD registered reps · 15 to 0
    Oct 7, 2025 to Feb 2, 2026
  • Charity clients · 119 to 388
    Oct 7, 2025 to Feb 2, 2026
  • Corporate clients · 17 to 456
    Oct 7, 2025 to Feb 2, 2026
  • HNW clients · 22,194 to 30,177
    Oct 7, 2025 to Feb 2, 2026
  • Individual clients · 12,487 to 30,825
    Oct 7, 2025 to Feb 2, 2026
  • Pension plan clients · 146 to 535
    Oct 7, 2025 to Feb 2, 2026
  • Pooled vehicle clients · 18 to 25
    Oct 7, 2025 to Feb 2, 2026
  • Assets in custody · $53B to $65B
    Oct 7, 2025 to Feb 2, 2026
  • Employees · 1,600 to 1,915
    Oct 7, 2025 to Feb 2, 2026
  • Insurance-licensed employees · 25 to 170
    Oct 7, 2025 to Feb 2, 2026
  • State-registered IARs · 860 to 800
    Oct 7, 2025 to Feb 2, 2026
  • Other offices · 87 to 112
    Oct 7, 2025 to Feb 2, 2026
  • Private funds · 21 to 25
    Oct 7, 2025 to Feb 2, 2026
  • Discretionary RAUM · $87B to $148B
    Oct 7, 2025 to Feb 2, 2026
  • HNW RAUM · $82B to $143B
    Oct 7, 2025 to Feb 2, 2026
  • Individual RAUM · $5.0B to $14B
    Oct 7, 2025 to Feb 2, 2026
  • Non-discretionary RAUM · $8.6B to $34B
    Oct 7, 2025 to Feb 2, 2026
  • Pension RAUM · $2.1B to $9.3B
    Oct 7, 2025 to Feb 2, 2026
  • Pooled vehicle RAUM · $857M to $3.0B
    Oct 7, 2025 to Feb 2, 2026
  • RAUM · $96B to $182B
    Oct 7, 2025 to Feb 2, 2026
  • Wrap assets (manager) · $0 to $31.0M
    Oct 7, 2025 to Feb 2, 2026
  • Advisory employees · 1,050 to 1,090
    Aug 5, 2025 to Oct 7, 2025
  • Employees · 1,535 to 1,600
    Aug 5, 2025 to Oct 7, 2025
  • Insurance-licensed employees · 85 to 25
    Aug 5, 2025 to Oct 7, 2025
  • State-registered IARs · 820 to 860
    Aug 5, 2025 to Oct 7, 2025
  • Advisory employees · 980 to 1,050
    Jun 9, 2025 to Jul 11, 2025
  • Employees · 1,435 to 1,535
    Jun 9, 2025 to Jul 11, 2025
  • Insurance-licensed employees · 35 to 85
    Jun 9, 2025 to Jul 11, 2025
  • Financial planning clients · More than 500 to More than 500
    Jun 9, 2025 to Jul 11, 2025
  • State-registered IARs · 750 to 820
    Jun 9, 2025 to Jul 11, 2025
  • Private funds · 18 to 21
    Jun 9, 2025 to Jul 11, 2025
  • Advisory employees · 945 to 980
    Apr 1, 2025 to Jun 9, 2025
  • Employees · 1,385 to 1,435
    Apr 1, 2025 to Jun 9, 2025
  • Insurance-licensed employees · 28 to 35
    Apr 1, 2025 to Jun 9, 2025
  • HQ city · B••••• to ST. L••••
    Apr 1, 2025 to Jun 9, 2025
  • HQ state · MA to MO
    Apr 1, 2025 to Jun 9, 2025
Signals
60 dated events
  • Eric R••••• O'Brien no longer holds an investment adviser registration (last listed at F•••• P••••••• W•••••• L•• on the 2026-09-17 feed)
    Sep 17, 2026 · Advisor registration ended · derived
  • Marco Nesrallah Ferrari registered as an investment adviser representative at F•••• P••••••• W•••••• L••
    Sep 17, 2026 · Advisor registered · fact
  • D•••• M••••••• registered as an investment adviser representative at F•••• P••••••• W•••••• L••
    Sep 15, 2026 · Advisor registered · fact
  • D•••••••• L•••• M•••• registered as an investment adviser representative at F•••• P••••••• W•••••• L••
    Sep 15, 2026 · Advisor registered · fact
  • Randall Brian Monaghan no longer holds an investment adviser registration (last listed at F•••• P••••••• W•••••• L•• on the 2026-09-14 feed)
    Sep 14, 2026 · Advisor registration ended · derived
  • A•••••••• R••••• N••••• left F•••• P••••••• W•••••• L•• for R••••••••• C•••••• M••••••••• (registered 2026-09-10)
    Sep 8, 2026 · Advisor changed firm · fact
  • E••••••• F•••••••• A•••••••'s advisors moved to F•••• P••••••• W•••••• L•• (Carmel, IN): 4 of 6 registered, on the same day
    Aug 19, 2026 · Firm absorbed (people side) · derived
  • A••••• V••••••••• R••••••••• left F•••• P••••••• W•••••• L•• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2026-07-28)
    Jul 27, 2026 · Advisor changed firm · fact
  • M•••• A••••••• K•••••••• left F•••• P••••••• W•••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-07-29)
    Jul 27, 2026 · Advisor changed firm · fact
  • K•••••• D•••••• left F•••• P••••••• W•••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-08-12)
    Jul 27, 2026 · Advisor changed firm · fact
  • C••••• S••••• F••• left F•••• P••••••• W•••••• L•• for Seia (registered 2026-07-28)
    Jul 27, 2026 · Advisor changed firm · fact
  • P•••• T••••• D••••• left F•••• P••••••• W•••••• L•• for U••••• W••••• M••••••••• L•• (registered 2026-09-10)
    Jul 27, 2026 · Advisor changed firm · fact
  • S••••• C•••••••• E•••••••• C•••••• left F•••• P••••••• W•••••• L•• for C••••••••• F•••••••• N•••••• (registered 2026-07-29)
    Jul 13, 2026 · Advisor changed firm · fact
  • D•••• L•• A••••••• left F•••• P••••••• W•••••• L•• for I•• C••••••• L•• (registered 2026-07-08)
    Jul 2, 2026 · Advisor changed firm · fact
  • R••••• R•••• left F•••• P••••••• W•••••• L•• for V••••• A•••• F•••••••• (registered 2026-07-08)
    Jul 2, 2026 · Advisor changed firm · fact
  • J••••• F•••••• G•••••• left F•••• P••••••• W•••••• L•• for V•••• P••••••• L•• (registered 2026-06-26)
    Jun 30, 2026 · Advisor changed firm · fact
  • R•••• J•• P••••••• left F•••• P••••••• W•••••• L•• for T•• M••••• G••••• L•• (registered 2026-06-02)
    Jun 18, 2026 · Advisor changed firm · fact
  • W•••••• A••••• W••••••• left F•••• P••••••• W•••••• L•• for S••••• A••••••• W•••••• L•• (registered 2026-07-24)
    Jun 17, 2026 · Advisor changed firm · fact
  • J••••• C••• C•• left F•••• P••••••• W•••••• L•• for P•••••••• W••••• P•••••••• L•• (registered 2026-06-05)
    Jun 17, 2026 · Advisor changed firm · fact
  • L•••• G• G•••••• left F•••• P••••••• W•••••• L•• for M••••• S•••••• (registered 2026-08-11)
    Jun 15, 2026 · Advisor changed firm · fact
  • C••••••••• Q•••••• left F•••• P••••••• W•••••• L•• for M•••••• I••••••••• (registered 2026-04-27)
    May 20, 2026 · Advisor changed firm · fact
  • A••••• L••••• T••••••••• left F•••• P••••••• W•••••• L•• for M•••••• I••••••••• (registered 2026-06-04)
    May 20, 2026 · Advisor changed firm · fact
  • J•••• R• C•••• left F•••• P••••••• W•••••• L•• for M•••••• I••••••••• (registered 2026-04-27)
    May 20, 2026 · Advisor changed firm · fact
  • P•••••• A•••••••• E•••••• left F•••• P••••••• W•••••• L•• for M•••••• I••••••••• (registered 2026-05-28)
    May 20, 2026 · Advisor changed firm · fact
  • J••• B••••••••• left F•••• P••••••• W•••••• L•• for M•••••• I••••••••• (registered 2026-04-27)
    May 20, 2026 · Advisor changed firm · fact
  • 5 advisors left F•••• P••••••• W•••••• L•• (Aliso Viejo, CA) for M•••••• I••••••••• on the same day
    May 20, 2026 · Team lift-out · derived
  • S••••• S•••••• left F•••• P••••••• W•••••• L•• for C•••• C•••• T•••• C•••••• (registered 2026-07-30)
    May 13, 2026 · Advisor changed firm · fact
  • B•••••• M••••• T••••• left F•••• P••••••• W•••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-05-12)
    May 7, 2026 · Advisor changed firm · fact
  • K•••• D•••• H•••• left F•••• P••••••• W•••••• L•• for K•••• W••••• L•• (registered 2026-04-01)
    Apr 28, 2026 · Advisor changed firm · fact
  • M••• W•••••• R•••• left F•••• P••••••• W•••••• L•• for V••••••• A•••••••• I••• (registered 2026-07-14)
    Apr 23, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/2064318reportedpublic record, Form ADV, Sep 18, 2026
Firm profile
linkedin.com/company/focuspartners.wealthreportedpublic record, Form ADV, Sep 18, 2026
Website
focuspartners.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(314) 725-0455reportedpublic record, Form ADV, Apr 30, 2026
Team page
focuspartners.com/advisorsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$174Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

F•••• P••••••• W•••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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