DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••••• E••• L•••
Feed of 09/14/2026
At current firm
3 y
since Jan 12, 2023
In the industry
18 y
since Oct 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jan 12, 2023 · Marlton, Nj
- P•••• S••••••••• L•• no RAUMOct 10, 2019 to Dec 20, 2022 · Camp Hill, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to P•••••••• S••••••••• I•••left Dec 20, 2022, registered Jan 12, 2023 (23 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address