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Registered advisor
K•••• T••• K••••••
Feed of 09/14/2026
At current firm
8 y
since Jul 13, 2018
In the industry
26 y
since Jul 1, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••• C•••• I••••••••• state registered currentsince Jul 13, 2018 · Leavenworth, Wa
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 7, 2017 to Jan 3, 2018 · Bellevue, Wa
- U••• B•••••• I••••••••• I••• formerMay 21, 2014 to Nov 10, 2017 · Poulsbo, Wa
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 16, 2014 · Poulsbo, Wa
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Oct 1, 2012 · Bainbridge Island, Wa
- W••• I••••••••• I••• unclassifiedJul 10, 2006 to May 2, 2009 · Bainbridge Island, Wa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to I••••• C•••• I•••••••••left Jan 3, 2018, registered Jul 13, 2018 (191 days) · Other
- U••• B•••••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 10, 2017, registered Nov 7, 2017 (-3 days) · Other
- J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left Apr 16, 2014, registered May 21, 2014 (35 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address