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Registered advisor

D••••• R•••••• B••••••

M••••• S••••••wirehouseDecatur, Aldual registrantIAPD 4205985
Feed of 09/14/2026
At current firm
17 y
since Jun 1, 2009
In the industry
26 y
since Jul 15, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Jun 1, 2009 · Decatur, Al
  • M••••• S•••••• D• I••• unclassified
    Nov 4, 2005 to Apr 2, 2007 · Decatur, Al
  • L••• M•••• W••• W•••••• I••••••••• unclassified
    Aug 17, 2000 to Nov 14, 2005 · Hunstville, Al
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to M••••• S••••••
    left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
  • L••• M•••• W••• W•••••• I••••••••• to M••••• S•••••• D• I•••
    left Nov 14, 2005, registered Nov 4, 2005 (-10 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
26derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address