DFX Intelligence
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Feed of 09/14/2026
Also filed as T•••••• M•••••• P••••••••• M• P••••••••• M•••••• R••••
At current firm
0 y
since Mar 4, 2026
In the industry
25 y
since Nov 3, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 4, 2026 · Paramus, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 10, 2024 to Mar 5, 2026 · White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 5, 2026, registered Mar 4, 2026 (-1 days) · Wirehouse to wirehouse
Signals
- ••• LockedMar 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address