A••• Y••••••

Feed of 09/14/2026

Also filed as A••• M• Y••••••

At current firm

0 y

since Jul 30, 2026

In the industry

26 y

since Aug 21, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated
Jun 20, 2025 to Oct 21, 2025 · Cape Coral, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2009 to Jan 23, 2025 · Fort Myers, Fl
A••••••••• A•••••• S•••••••• I••• unclassified
Jul 12, 2005 to Oct 5, 2009 · Ft Myers, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 21, 2000 to Jul 12, 2005 · Fort Myers, Fl

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left Oct 21, 2025, registered Jul 30, 2026 (282 days) · Affiliated broker-dealer or bank to wirehouse
A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Jan 23, 2025, registered Jun 20, 2025 (148 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• A•••••• S•••••••• I•••
left Jul 12, 2005, registered Jul 12, 2005 (0 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address