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Registered advisor
C•••••••• M••••••• D•••••
Feed of 09/14/2026
Also filed as C•••••••• M••••••• C••••••••• D•••••
At current firm
11 y
since May 1, 2015
In the industry
26 y
since Aug 2, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 1, 2015 · Wellesley Hills, Ma
- M••••• S•••••• wirehouseJun 1, 2009 to May 13, 2015 · Wellesley, Ma
- M••••• S•••••• • C•• L•• unclassifiedFeb 27, 2009 to Jun 1, 2009 · Wellesley, Ma
- U•• F•••••••• S••••••• I••• wirehouseAug 2, 2000 to Mar 17, 2009 · Winter Park, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 13, 2015, registered May 1, 2015 (-12 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Mar 17, 2009, registered Feb 27, 2009 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address